With regulatory implementation of the Dodd-Frank Wall Street Reform and Consumer Financial Protection Act of 2010 well underway, it has never been more critical for counsel and their corporate clients to have a deep understanding of the implications of these regulatory changes on the banking, securities, and financial services sectors. At Wolters Kluwer Law & Business, we've created the Dodd-Frank Manual Series to identify the issues, explore the topics, and dissect the "need-to-know" regulations. Each volume in this new series, written by Wolters Kluwer Law & Business Attorney-Editors, explains issues by Title of the Act, providing a focused discussion and analysis of specific topics that will expedite your research, giving you the knowledge to confidently advise clients and ensure corporate compliance. This volume, Derivatives (Title VII), authored by Wolters Kluwer Attorney-Editors Lene Powell, J.D., and James Hamilton, J.D., LL.M., explains the extensive derivatives reform measures implemented by the Dodd-Frank Act and accompanying regulations. The authors analyze the impact on various entities, including swap and security-based swap dealers and major swap participants, designated contract markets, swap exchange facilities, and derivatives clearing organizations. They also cover new registration, reporting, and recordkeeping requirements; new product and entity definitions; protection of cleared swaps customer contracts and collateral; and more.
This 2014 Edition of the Commodity Exchange Act: Regulations & Forms provides a convenient way for you to keep up-to-date and understand the impact and application of the numerous changes made by the Dodd-Frank Wall Street Reform and Consumer Protection Act. With this comprehensive resource, you can be assured that you and/or your clients are fully compliant with all the new requirements. Prepared in consultation with Commodity Futures Trading Commission (CFTC) staff attorneys, this is a comprehensive yet portable desk references for lawyers, compliance officers, regulators and others in the commodity futures and derivatives markets. It contains the full text of the Commodity Exchange Act and all amendments through April 23, 2013, and reproduces the rules, regulations and forms of the Commodity Futures Trading Commission, as well as guidance on compliance with various Dodd-Frank Act provisions, Source material is compiled from the Commodity Futures Law Reporter. The 2013 Edition includes new rulemaking on swaps pursuant to the Dodd-Frank Act, Title VII, including provisions relating to: Final exemptive order regarding compliance with certain swap regulations Clearing Requirement Determination Under Section 2(h) of the CEA Adaptation of Regulations To Incorporate Swaps--Records of Transactions
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